-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1l7j7vPOuezD9eamQ4ZDFjFgkxpg5cDPsjhTnUmIwI65mlfKnkuGFRAVsSfUrDx G/QiNhmL3JYQRaZJB/8Oew== 0000884634-00-000029.txt : 20010224 0000884634-00-000029.hdr.sgml : 20010224 ACCESSION NUMBER: 0000884634-00-000029 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000110 DATE AS OF CHANGE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMPREHENSIVE CARE CORP CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: 8060 IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-19482 FILM NUMBER: 504425 BUSINESS ADDRESS: STREET 1: 4200 W CYPRESS STREET 2: STE 300 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138765036 MAIL ADDRESS: STREET 1: 4200 WEST CYPRESS STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: JADE OIL CO DATE OF NAME CHANGE: 19700402 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERZOG HEINE GEDULD INC CENTRAL INDEX KEY: 0000884634 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 131955436 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 10TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07002 BUSINESS PHONE: 2014184527 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 10TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07002 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) Comprehensive Care Corp (Name of Issuer) COMMON STOCK (Title of Class of Securities) 204620207 (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Names of Reporting Persons: Herzog, Heine, Geduld, Inc. I.R.S. Identification Nos. Of above Persons (entities only): #13-1955436 2. Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3. SEC use only ____________________________ 4. Citizenship or place of organization: New York Number of 5. Sole Voting Power: 250,476 , Shares Beneficially 6. Shared Voting Power: None Owned by Each 7. Sole Dispositive Power: 250,476 Reporting Person With 8. Shared Dispositive Power: None 9. Aggregate Amount Beneficially Owned by Each Reporting Person 250,476 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (Not Applicable) 11. Percent of Class Represented by Amount in Row 9: 18.707 12. Type of Reporting Person*: BD Item 1(a) Name of Issuer Comprehensive Care Corp. (THE COMPANY) Item 1(b) Address of Issuer's Principal Executive Offices 4200 W. Cypress, Ste. 300, Tampa, FL. 33607 Item 2(a) Name of Person Filing Herzog, Heine, Geduld, Inc. ("HHG") Item 2(b) Address of Principal Business Office 525 Washington Blvd. Jersey City, NJ 07310 Item 2(c) Citizenship New York Corporation Item 2(d) Title of Class of Securities Common Stock Item 2(e) Cusip Number 204620207 Item 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) or 13d-2(b) CHECK WHETHER THE PERSON FILING IS A: This statement is filed by HHG, which is a broker- dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended. Item 4 Ownership (a) as of December 31, 1999, HHG owned 250,476 shares of Common Stock. (b) HHG's Common Stock ownership as of December 31,1999 represented 6.560% of the outstanding Common Stock based upon the outstanding share figure retrieved from Williams Act Report and/or Company. (C) HHG has sole power to vote and to dispose of shares of Class A Common Stock. Item 5. Ownership of Five Percent or Less of A Class (Not applicable) Item 6. Ownership of More Than Five Percent on Behalf of Another Person (Not applicable) Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company (Not applicable) Item 8. Identification and Classification of Members of the Group (Not applicable) Item 9. Notice of Dissolution of Group (Not applicable) Item 10. Certification By signing below I certify that, to the best of my knowledge and behalf, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I Certify that the information set forth in this statement is true, complete and correct. HERZOG, HEINE, GEDULD, INC. By: /s/ Alan DeLauro __________________________ Alan DeLauro Senior Vice President and Director of Compliance -----END PRIVACY-ENHANCED MESSAGE-----